Preparatory Materials for the Fourth Plastics Treaty Negotiations (INC-4)

In 2022, United Nations Member States adopted a mandate to negotiate an international legally binding instrument to end plastic pollution. The mandate sets out a goal for the plastics treaty to be negotiated before the end of 2024. 

In April 2024, Member States will come together to participate in the fourth session of the Intergovernmental Negotiating Committee (INC) that is tasked with advancing the plastics treaty. INC-4 will be held from April 23 – May 1, 2024, in Ottawa, Canada. It serves as the fourth and penultimate session before the negotiations are expected to conclude.

The Center for International Environmental Law has produced a number of materials ahead of the negotiations that you may find below. 

Annotated Revised Zero Draft of the Plastics Treaty

Plastic Polymers under the Full Life Cycle Approach

Legal Models to Control Primary Plastic Polymer Production

Obstructionist Tactics in Decision-Making

Reducing Plastic Production to Achieve Climate Goals

National Implementation Plans and National Actions Plans

Tackling Subsidies for Plastic Production

Implementation, Compliance, and Reporting

Trade Provisions in Multilateral Environmental Agreements

Non-Party Trade Provisions in Multilateral Environmental Agreements

WTO Rules and Key Elements for Consideration in the Context of a Treaty to End Plastic Pollution

Compilation of Key Terms Relevant for the Negotiation of a Treaty to End Plastic Pollution

Toward a New Instrument Addressing the Full Life Cycle of Plastics Overview of the Typology of International Legal Instruments

Annotated Revised Zero Draft of the Plastics Treaty

The Revised Zero Draft of the future plastics treaty provides multiple options that Member States must evaluate during the upcoming negotiations. To accomplish this, it is critical to understand the implications and considerations of the options while reading the document. The Annotated Zero Draft of the Plastics Treaty provides an overview of the text, while noting items that may be missing, areas that need further exploration, and references to other Multilateral Environmental Agreements (MEAs).

Plastic Polymers under the Full Life Cycle Approach

This brief demonstrates the central role of plastic polymers in the full life cycle of plastics from supply chain and pollution perspectives. It looks at precedents to establish that the full life cycle approach mandated in UNEA Resolution 5/14 encompasses the production of plastics, understood as transforming raw materials into a specific substance — in this case, plastic polymers. Finally, it provides recommendations for negotiators about operationalizing a full life cycle approach by including obligations and controls in the future treaty.

Legal Models to Control Primary Plastic Polymer Production

Current and projected levels of plastic production are severely undermining any potential solution to end plastic pollution. To effectively address the climate crisis, safeguard human health, ensure the enjoyment of human rights, and mitigate biodiversity loss, the future plastics treaty must control and reduce the production of primary plastic polymers. Parties to other Multilateral Environmental Agreements (MEAs) have previously reached agreements to address pollution at its source. These agreements typically adopt control measures and obligations aiming to phase down or phase out the production of specific substances. Legal Models to Control Primary Plastic Polymer Production provides an overview of control models in other MEAs and outlines lessons for the plastics treaty.

Read Legal Models to Control Primary Plastic Polymer Production

Obstructionist Tactics in Decision-Making

The INC process has been riddled with questions about decision-making from the beginning. Heading into INC-4, a small handful of countries continue to insist that voting should not be used to decide on substantive matters and are blocking the final adoption of the INC Rules of Procedure unless the possibility of a vote on substantive matter is deleted. The absence of clear decision-making and the possibility of resolving issues by voting favors the positions of the Members most reluctant to take necessary actions to end plastic pollution. Obstructionist Tactics in Decision-Making is designed to provide an overview of the current landscape regarding decision-making in the INC and the tactics countries are employing in those efforts.

Read Obstructionist Tactics in Decision-Making.

Reducing Plastic Production to Achieve Climate Goals

The report underscores the urgent need to address the climate impact of surging plastic production, which could consume a substantial portion of the Earth’s remaining carbon budget if it triples by 2050. To combat climate change effectively, it calls for ambitious obligations within the global plastics treaty negotiations, specifically targeting and reducing global plastic production, given that 90% of emissions from plastics arise from raw material extraction and production processes.

Read Reducing Plastic to Achieve Climate Goals.

National Implementation Plans and National Actions Plans

Treaties, including multilateral environmental agreements (MEAs), provide obligations for States to undertake either individual or joint action to implement international legal instruments. Implementation refers to the process by which countries establish national policies that reflect their treaty obligations. This brief clarifies the difference between three common implementation measures: national implementation plans (NIPs), national action plans (NAPs), and nationally determined contributions (NDCs). The brief provides a list of key recommendations to inform the negotiation of a plastics treaty, and concludes that far from being mutually exclusive, NIPs and NAPs should be seen as complementary forms of implementation of the future plastics treaty. 

Read National Implementation Plans and National Action Plans.

Tackling Subsidies for Plastic Production

Fiscal incentives and subsidies for the production of primary plastics help to exacerbate the plastic pollution crisis by artificially reducing the cost of plastics. While there are subsidies that directly go to the production of plastic precursors, many are indirect, going to fossil fuels. For the future plastics treaty to comprehensively address the entire life cycle of plastics, it must address subsidies.

To understand how subsidies may be addressed in the treaty, it is essential to craft a well-developed, balanced, and comprehensive policy framework, informed by existing disciplines and approaches in both trade law and international environmental agreements. Tackling Subsidies for Plastic Production: Key Considerations for the Plastics Treaty Negotiations seeks to clarify what constitutes a subsidy, provides examples from other international agreements, and offers key recommendations for negotiators.

Read Tackling Subsidies for Plastic Production.

Implementation, Compliance, and Reporting

Treaties provide obligations for States to undertake individual or joint action to implement international legal instruments. Implementation typically refers to the process by which countries establish national laws and policies that reflect treaty obligations. Measures can range from national implementation plans (NIPs) to periodic assessments, compliance provisions and mechanisms, and national reporting. This brief outlines compliance provisions and mechanisms in other Multilateral Environmental Agreements and provides a list of key recommendations to inform the negotiation of a plastics treaty. It argues that negotiators should consider compliance while developing substantive obligations, national plans, and reporting.

Read Implementation, Compliance, and Reporting.

Trade Provisions in Multilateral Environmental Agreements

Plastics trade is an essential component of discussions to develop an international legally binding instrument to end plastic pollution. Accordingly, trade provisions must be included in the future plastics treaty. “Non-Party Trade Provisions in Multilateral Environmental Agreements” examines how trade has been incorporated into other MEAs and provides lessons for plastics.

Read Trade Provisions in Multilateral Environmental Agreements

Non-Party Trade Provisions in Multilateral Environmental Agreements

It is common for Multilateral Environmental Agreements (MEAs) to include so-called non-party provisions. These provisions typically set out how a party to a treaty should interact with ‘non-party’ States, promote the ratification of the agreement and deal with the specific challenges presented by non-parties. Our brief “Non-Party Trade Provisions in Multilateral Environmental Agreements: Key Elements for Consideration in the Context of a Treaty to End Plastic Pollution” provides an introduction to trade provisions involving non-parties in the context of the future treaty to end plastic pollution.

Read Non-Party Trade Provisions in Multilateral Environmental Agreements

WTO Rules and Key Elements for Consideration in the Context of a Treaty to End Plastic Pollution

Trade is an essential aspect of the plastic crisis that led to the adoption of a mandate to develop an international legally binding instrument to end plastic pollution. Plastic feedstocks, polymers, additives, plastic pellets, plastic products, and waste are largely traded internationally and the liberalization of trade in those products supports the rise in production and consumption of plastics, accelerating the plastic crisis. Additionally, trade in plastics acts as a conveyor belt for plastic pollution, including micro- and nanoplastic pollution around the world. The need to address the trade-related aspects of plastic pollution has been recognized by WTO members of the Dialogue on Plastic Pollution at the WTO. The Dialogue on Plastic Pollution has incorporated the reduction of plastics trade as one of its main work streams. This brief examines the question of consistency or compatibility of the incoming plastics treaty with WTO rules, with the understanding that the treaty negotiation process is still very much ongoing. It also provides key recommendations for future framing of the plastic treaty’s terms to address the essential interlinkages between plastic pollution and international trade in advance of INC-2. The brief was produced in collaboration with IUCN and CIEL.

Read the WTO Rules and Key Elements for Consideration

Compilation of Key Terms Relevant for the Negotiation of a Treaty to End Plastic Pollution

International treaties frequently include definitions of relevant terms. Definitions of key terms can play an important role in facilitating and supporting treaty negotiations and are often critical for implementing a treaty after its ratification. The Compilation examines over 100 terms that may be relevant for the plastics treaty, offering examples of where those terms appear in other Multilateral Environmental Agreements, as well as the European Union, the Organisation for Economic Co-operation and Development (OECD), and other bodies such as the International Union of Pure and Applied Chemistry (IUPAC), the Group of Experts on the Scientific Aspects of Marine Environmental Protection (GESAMP) and the International Standardisation Organisation (ISO).

Read the Compilation

Toward a New Instrument Addressing the Full Life Cycle of Plastics Overview of the Typology of International Legal Instruments

It is critical to understand the types of international legal instruments that states can pursue. Comprehensive discussions surrounding a potential new international instrument must include preliminary deliberations that address these questions: What type of instrument is envisaged (e.g., an agreement, treaty, convention)? And what is the potential structure of the instrument (e.g., framework, protocols, annexes/appendices)? “Toward a New Instrument Addressing the Full Life Cycle of Plastics: Overview of the Typology of International Legal Instruments” is a legal overview that provides a non-exhaustive analysis of various international legal instruments, focusing on Multilateral Environmental Agreements (MEAs). It considers the practical distinctions, including title and the inception of the negotiation process, and provides a background on the preparation and negotiation of international instruments.

Read the Typology of International Legal Instruments